SBL Buy-in Specialist
Company Name:
UBS Financial Services
# Description
Buy-in specialist will be responsible for managing the firm''s buy-in risk by proactively monitoring fail reports, buy-in reports, email correspondence, DTC, Broadridge, and DTCC Smart-trak system.
Will review and report on any broker-to-broker buy-ins as well as CNS buy-ins and 15c3-3 regulatory mandated buy-ins.
# Requirements
Work closely with internal and external clients to manage and report on any buy-in related risk
Work closely with middle office , trade support, and various operations teams in an effort to mitigate financial, reputational and regulatory risk.
Ability to clearly articulate and report on any potential buy-in risk.
# Preferred Qualifications
BA Degree
BS Degree-Business or Finance related
# Our Offering
UBS can offer you an environment geared towards performance, attractive career opportunities, and an open corporate culture that values and rewards the contribution of every individual.
# Take the next step
Ready to take the next step? Apply now at . We look forward to hearing from you.
# Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Job Reference #: 105844BR
Location: United States - Tennessee
City: Nashville
Function Category: Operations
Business Divisions: Corporate Center
Job Type: Full TimeEstimated Salary: $20 to $28 per hour based on qualifications.
UBS Financial Services
# Description
Buy-in specialist will be responsible for managing the firm''s buy-in risk by proactively monitoring fail reports, buy-in reports, email correspondence, DTC, Broadridge, and DTCC Smart-trak system.
Will review and report on any broker-to-broker buy-ins as well as CNS buy-ins and 15c3-3 regulatory mandated buy-ins.
# Requirements
Work closely with internal and external clients to manage and report on any buy-in related risk
Work closely with middle office , trade support, and various operations teams in an effort to mitigate financial, reputational and regulatory risk.
Ability to clearly articulate and report on any potential buy-in risk.
# Preferred Qualifications
BA Degree
BS Degree-Business or Finance related
# Our Offering
UBS can offer you an environment geared towards performance, attractive career opportunities, and an open corporate culture that values and rewards the contribution of every individual.
# Take the next step
Ready to take the next step? Apply now at . We look forward to hearing from you.
# Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Job Reference #: 105844BR
Location: United States - Tennessee
City: Nashville
Function Category: Operations
Business Divisions: Corporate Center
Job Type: Full TimeEstimated Salary: $20 to $28 per hour based on qualifications.
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